Un chien Andalou (FRA, 1929) Luis Buñuel and Salvador Dali
We have now reached the point at which we can knot together all our threads, the psychological and the esthetic ones. If we do so, we come to the true thesis of this whole book. Our esthetic discussion showed us that it is the aim of art to isolate a significant part of our experience in such a way that it is separate from our practical life and is in complete agreement within itself. Our esthetic satisfaction results from this inner agreement and harmony, but in order that we may feel such agreement of the parts we must enter with our own impulses into the will of every element, into the meaning of every line and color and form, every word and tone and note. Only if everything is full of such inner movement can we really enjoy the harmonious coöperation of the parts. The means of the various arts, we saw, are the forms and methods by which this aim is fulfilled. They must be different for every material. Moreover the same material may allow very different methods of isolation and elimination of the insignificant and reënforcement of that which contributes to the harmony. If we ask now what are the characteristic means by which the photoplay succeeds in overcoming reality, in isolating a significant dramatic story and in presenting it so that we enter into it and yet keep it away from our practical life and enjoy the harmony of the parts, we must remember all the results to which our psychological discussion in the first part of the book has led us.
We recognized there that the photoplay, incomparable in this respect with the drama, gave us a view of dramatic events which was completely shaped by the inner movements of the mind. To be sure, the events in the photoplay happen in the real space with its depth. But the spectator feels that they are not presented in the three dimensions of the outer world, that they are flat pictures which only the mind molds into plastic things. Again the events are seen in continuous movement; and yet the pictures break up the movement into a rapid succession of instantaneous impressions. We do not see the objective reality, but a product of our own mind which binds the pictures together. But much stronger differences came to light when we turned to the processes of attention, of memory, of imagination, of suggestion, of division of interest and of emotion. The attention turns to detailed points in the outer world and ignores everything else: the photoplay is doing exactly this when in the close-up a detail is enlarged and everything else disappears. Memory breaks into present events by bringing up pictures of the past: the photoplay is doing this by its frequent cut-backs, when pictures of events long past flit between those of the present. The imagination anticipates the future or overcomes reality by fancies and dreams; the photoplay is doing all this more richly than any chance imagination would succeed in doing. But chiefly, through our division of interest our mind is drawn hither and thither. We think of events which run parallel in different places. The photoplay can show in intertwined scenes everything which our mind embraces. Events in three or four or five regions of the world can be woven together into one complex action. Finally, we saw that every shade of feeling and emotion which fills the spectator's mind can mold the scenes in the photoplay until they appear the embodiment of our feelings. In every one of these aspects the photoplay succeeds in doing what the drama of the theater does not attempt.
If this is the outcome of esthetic analysis on the one side, of psychological research on the other, we need only combine the results of both into a unified principle: the photoplay tells us the human story by overcoming the forms of the outer world, namely, space, time, and causality, and by adjusting the events to the forms of the inner world, namely, attention, memory, imagination, and emotion.
We shall gain our orientation most directly if once more, under this point of view, we compare the photoplay with the performance on the theater stage. We shall not enter into a discussion of the character of the regular theater and its drama. We take this for granted. Everybody knows that highest art form which the Greeks created and which from Greece has spread over Asia, Europe, and America. In tragedy and in comedy from ancient times to Ibsen, Rostand, Hauptmann, and Shaw we recognize one common purpose and one common form for which no further commentary is needed. How does the photoplay differ from a theater performance? We insisted that every work of art must be somehow separated from our sphere of practical interests. The theater is no exception. The structure of the theater itself, the framelike form of the stage, the difference of light between stage and house, the stage setting and costuming, all inhibit in the audience the possibility of taking the action on the stage to be real life. Stage managers have sometimes tried the experiment of reducing those differences, for instance, keeping the audience also in a fully lighted hall, and they always had to discover how much the dramatic effect was reduced because the feeling of distance from reality was weakened. The photoplay and the theater in this respect are evidently alike. The screen too suggests from the very start the complete unreality of the events.
But each further step leads us to remarkable differences between the stage play and the film play. In every respect the film play is further away from the physical reality than the drama and in every respect this greater distance from the physical world brings it nearer to the mental world. The stage shows us living men. It is not the real Romeo and not the real Juliet; and yet the actor and the actress have the ringing voices of true people, breathe like them, have living colors like them, and fill physical space like them. What is left in the photoplay? The voice has been stilled: the photoplay is a dumb show. Yet we must not forget that this alone is a step away from reality which has often been taken in the midst of the dramatic world. Whoever knows the history of the theater is aware of the tremendous rôle which the pantomime has played in the development of mankind. From the old half-religious pantomimic and suggestive dances out of which the beginnings of the real drama grew to the fully religious pantomimes of medieval ages and, further on, to many silent mimic elements in modern performances, we find a continuity of conventions which make the pantomime almost the real background of all dramatic development. We know how popular the pantomimes were among the Greeks, and how they stood in the foreground in the imperial period of Rome. Old Rome cherished the mimic clowns, but still more the tragic pantomimics. "Their very nod speaks, their hands talk and their fingers have a voice." After the fall of the Roman empire the church used the pantomime for the portrayal of sacred history, and later centuries enjoyed very unsacred histories in the pantomimes of their ballets. Even complex artistic tragedies without words have triumphed on our present-day stage. "L'Enfant Prodigue" which came from Paris, "Sumurun" which came from Berlin, "Petroushka" which came from Petrograd, conquered the American stage; and surely the loss of speech, while it increased the remoteness from reality, by no means destroyed the continuous consciousness of the bodily existence of the actors.
Moreover the student of a modern pantomime cannot overlook a characteristic difference between the speechless performance on the stage and that of the actors of a photoplay. The expression of the inner states, the whole system of gestures, is decidedly different: and here we might say that the photoplay stands nearer to life than the pantomime. Of course, the photoplayer must somewhat exaggerate the natural expression. The whole rhythm and intensity of his gestures must be more marked than it would be with actors who accompany their movements by spoken words and who express the meaning of their thoughts and feelings by the content of what they say. Nevertheless the photoplayer uses the regular channels of mental discharge. He acts simply as a very emotional person might act. But the actor who plays in a pantomime cannot be satisfied with that. He is expected to add something which is entirely unnatural, namely a kind of artificial demonstration of his emotions. He must not only behave like an angry man, but he must behave like a man who is consciously interested in his anger and wants to demonstrate it to others. He exhibits his emotions for the spectators. He really acts theatrically for the benefit of the bystanders. If he did not try to do so, his means of conveying a rich story and a real conflict of human passions would be too meager. The photoplayer, with the rapid changes of scenes, has other possibilities of conveying his intentions. He must not yield to the temptation to play a pantomime on the screen, or he will seriously injure the artistic quality of the reel.
The really decisive distance from bodily reality, however, is created by the substitution of the actor's picture for the actor himself. Lights and shades replace the manifoldness of color effects and mere perspective must furnish the suggestion of depth. We traced it when we discussed the psychology of kinematoscopic perception. But we must not put the emphasis on the wrong point. The natural tendency might be to lay the chief stress on the fact that those people in the photoplay do not stand before us in flesh and blood. The essential point is rather that we are conscious of the flatness of the picture. If we were to see the actors of the stage in a mirror, it would also be a reflected image which we perceive. We should not really have the actors themselves in our straight line of vision; and yet this image would appear to us equivalent to the actors themselves, because it would contain all the depth of the real stage. The film picture is such a reflected rendering of the actors. The process which leads from the living men to the screen is more complex than a mere reflection in a mirror, but in spite of the complexity in the transmission we do, after all, see the real actor in the picture. The photograph is absolutely different from those pictures which a clever draughtsman has sketched. In the photoplay we see the actors themselves and the decisive factor which makes the impression different from seeing real men is not that we see the living persons through the medium of photographic reproduction but that this reproduction shows them in a flat form. The bodily space has been eliminated. We said once before that stereoscopic arrangements could reproduce somewhat this plastic form also. Yet this would seriously interfere with the character of the photoplay. We need there this overcoming of the depth, we want to have it as a picture only and yet as a picture which strongly suggests to us the actual depth of the real world. We want to keep the interest in the plastic world and want to be aware of the depth in which the persons move, but our direct object of perception must be without the depth. That idea of space which forces on us most strongly the idea of heaviness, solidity and substantiality must be replaced by the light flitting immateriality.
But the photoplay sacrifices not only the space values of the real theater; it disregards no less its order of time. The theater presents its plot in the time order of reality. It may interrupt the continuous flow of time without neglecting the conditions of the dramatic art. There may be twenty years between the third and the fourth act, inasmuch as the dramatic writer must select those elements spread over space and time which are significant for the development of his story. But he is bound by the fundamental principle of real time, that it can move only forward and not backward. Whatever the theater shows us now must come later in the story than that which it showed us in any previous moment. The strict classical demand for complete unity of time does not fit every drama, but a drama would give up its mission if it told us in the third act something which happened before the second act. Of course, there may be a play within a play, and the players on the stage which is set on the stage may play events of old Roman history before the king of France. But this is an enclosure of the past in the present, which corresponds exactly to the actual order of events. The photoplay, on the other hand, does not and must not respect this temporal structure of the physical universe. At any point the photoplay interrupts the series and brings us back to the past. We studied this unique feature of the film art when we spoke of the psychology of memory and imagination. With the full freedom of our fancy, with the whole mobility of our association of ideas, pictures of the past flit through the scenes of the present. Time is left behind. Man becomes boy; today is interwoven with the day before yesterday. The freedom of the mind has triumphed over the unalterable law of the outer world.
It is interesting to watch how playwrights nowadays try to steal the thunder of the photoplay and experiment with time reversals on the legitimate stage. We are esthetically on the borderland when a grandfather tells his grandchild the story of his own youth as a warning, and instead of the spoken words the events of his early years come before our eyes. This is, after all, quite similar to a play within a play. A very different experiment is tried in "Under Cover." The third act, which plays on the second floor of the house, ends with an explosion. The fourth act, which plays downstairs, begins a quarter of an hour before the explosion. Here we have a real denial of a fundamental condition of the theater. Or if we stick to recent products of the American stage, we may think of "On Trial," a play which perhaps comes nearest to a dramatic usurpation of the rights of the photoplay. We see the court scene and as one witness after another begins to give his testimony the courtroom is replaced by the scenes of the actions about which the witness is to report. Another clever play, "Between the Lines," ends the first act with a postman bringing three letters from the three children of the house. The second, third, and fourth acts lead us to the three different homes from which the letters came and the action in the three places not only precedes the writing of the letters; but goes on at the same time. The last act, finally, begins with the arrival of the letters which tell the ending of those events in the three homes. Such experiments are very suggestive but they are not any longer pure dramatic art. It is always possible to mix arts. An Italian painter produces very striking effects by putting pieces of glass and stone and rope into his paintings, but they are no longer pure paintings. The drama in which the later event comes before the earlier is an esthetic barbarism which is entertaining as a clever trick in a graceful superficial play, but intolerable in ambitious dramatic art. It is not only tolerable but perfectly natural in any photoplay. The pictorial reflection of the world is not bound by the rigid mechanism of time. Our mind is here and there, our mind turns to the present and then to the past: the photoplay can equal it in its freedom from the bondage of the material world.
But the theater is bound not only by space and time. Whatever it shows is controlled by the same laws of causality which govern nature. This involves a complete continuity of the physical events: no cause without following effect, no effect without preceding cause. This whole natural course is left behind in the play on the screen. The deviation from reality begins with that resolution of the continuous movement which we studied in our psychological discussions. We saw that the impression of movement results from an activity of the mind which binds the separate pictures together. What we actually see is a composite; it is like the movement of a fountain in which every jet is resolved into numberless drops. We feel the play of those drops in their sparkling haste as one continuous stream of water, and yet are conscious of the myriads of drops, each one separate from the others. This fountainlike spray of pictures has completely overcome the causal world.
In an entirely different form this triumph over causality appears in the interruption of the events by pictures which belong to another series. We find this whenever the scene suddenly changes. The processes are not carried to their natural consequences. A movement is started, but before the cause brings its results another scene has taken its place. What this new scene brings may be an effect for which we saw no causes. But not only the processes are interrupted. The intertwining of the scenes which we have traced in detail is itself such a contrast to causality. It is as if different objects could fill the same space at the same time. It is as if the resistance of the material world had disappeared and the substances could penetrate one another. In the interlacing of our ideas we experience this superiority to all physical laws. The theater would not have even the technical means to give us such impressions, but if it had, it would have no right to make use of them, as it would destroy the basis on which the drama is built. We have only another case of the same type in those series of pictures which aim to force a suggestion on our mind. We have spoken of them. A certain effect is prepared by a chain of causes and yet when the causal result is to appear the film is cut off. We have the causes without the effect. The villain thrusts with his dagger—but a miracle has snatched away his victim.
While the moving pictures are lifted above the world of space and time and causality and are freed from its bounds, they are certainly not without law. We said before that the freedom with which the pictures replace one another is to a large degree comparable to the sparkling and streaming of the musical tones. The yielding to the play of the mental energies, to the attention and emotion, which is felt in the film pictures, is still more complete in the musical melodies and harmonies in which the tones themselves are merely the expressions of the ideas and feelings and will impulses of the mind. Their harmonies and disharmonies, their fusing and blending, is not controlled by any outer necessity, but by the inner agreement and disagreement of our free impulses. And yet in this world of musical freedom, everything is completely controlled by esthetic necessities. No sphere of practical life stands under such rigid rules as the realm of the composer. However bold the musical genius may be he cannot emancipate himself from the iron rule that his work must show complete unity in itself. All the separate prescriptions which the musical student has to learn are ultimately only the consequences of this central demand which music, the freest of the arts, shares with all the others. In the case of the film, too, the freedom from the physical forms of space, time, and causality does not mean any liberation from this esthetic bondageeither. On the contrary, just as music is surrounded by more technical rules than literature, the photoplay must be held together by the esthetic demands still more firmly than is the drama. The arts which are subordinated to the conditions of space, time, and causality find a certain firmness of structure in these material forms which contain an element of outer connectedness. But where these forms are given up and where the freedom of mental play replaces their outer necessity, everything would fall asunder if the esthetic unity were disregarded.
This unity is, first of all, the unity of action. The demand for it is the same which we know from the drama. The temptation to neglect it is nowhere greater than in the photoplay where outside matter can so easily be introduced or independent interests developed. It is certainly true for the photoplay, as for every work of art, that nothing has the right to existence in its midst which is not internally needed for the unfolding of the unified action. Wherever two plots are given to us, we receive less by far than if we had only one plot. We leave the sphere of valuable art entirely when a unified action is ruined by mixing it with declamation, and propaganda which is not organically interwoven with the action itself. It may be still fresh in memory what an esthetically intolerable helter-skelter performance was offered to the public in "The Battlecry of Peace." Nothing can be more injurious to the esthetic cultivation of the people than such performances which hold the attention of the spectators by ambitious detail and yet destroy their esthetic sensibility by a complete disregard of the fundamental principle of art, the demand for unity. But we recognized also that this unity involves complete isolation. We annihilate beauty when we link the artistic creation with practical interests and transform the spectator into a selfishly interested bystander. The scenic background of the play is not presented in order that we decide whether we want to spend our next vacation there. The interior decoration of the rooms is not exhibited as a display for a department store. The men and women who carry out the action of the plot must not be people whom we may meet tomorrow on the street. All the threads of the play must be knotted together in the play itself and none should be connected with our outside interests. A good photoplay must be isolated and complete in itself like a beautiful melody. It is not an advertisement for the newest fashions.
This unity of action involves unity of characters. It has too often been maintained by those who theorize on the photoplay that the development of character is the special task of the drama, while the photoplay, which lacks words, must be satisfied with types. Probably this is only a reflection of the crude state which most photoplays of today have not outgrown. Internally, there is no reason why the means of the photoplay should not allow a rather subtle depicting of complex character. But the chief demand is that the characters remain consistent, that the action be developed according to inner necessity and that the characters themselves be in harmony with the central idea of the plot. However, as soon as we insist on unity we have no right to think only of the action which gives the content of the play. We cannot make light of the form. As in music the melody and rhythms belong together, as in painting not every color combination suits every subject, and as in poetry not every stanza would agree with every idea, so the photoplay must bring action and pictorial expression into perfect harmony. But this demand repeats itself in every single picture. We take it for granted that the painter balances perfectly the forms in his painting, groups them so that an internal symmetry can be felt and that the lines and curves and colors blend into a unity. Every single picture of the sixteen thousand which are shown to us in one reel ought to be treated with this respect of the pictorial artist for the unity of the forms.
The photoplay shows us a significant conflict of human actions in moving pictures which, freed from the physical forms of space, time, and causality, are adjusted to the free play of our mental experiences and which reach complete isolation from the practical world through the perfect unity of plot and pictorial appearance.
D. Appleton and Company, New York / London, 1916